Chapter 7 - Complaints & The FAIS Ombud

Chapter 7 - Complaints & The FAIS Ombud

by RE5 Online -
Number of replies: 0

This chapter focuses on your FSP’s duties when it comes to managing and reporting complaints and the Ombud’s role. Procedures and new rules (from 1 July 2024) are included.

Some ideas to start with:

  • ·         When does a complaint get dismissed?
  • ·         What is the complaint investigation process?
  • ·         Can the Ombud award costs or interest?

To respond to a specific question/reply, please click reply on the specific message. To post a new question, please click reply on this message.

Questions will be answered within 24 hours. Be sure to subscribe to the forums if you want to be notified when a new question or reply is posted.